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Form PRER14A
ALLIANCE MMA, INC. filed this Form PRER14A on 01/07/2019
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Entire Document (4162.3 KB)
Subdocument 1 - PRER14A - PRELIMINARY REVISED PROXY STATEMENT
Page 1 - UNITED STATES
Page 2 - PROXY STATEMENT FOR SPECIAL MEETING IN LIEU OF
Page 3 - Summary Term Sheet
Page 4 - Your vote is very important, regardless of the number of shares you own.
Page 5 - HOW TO OBTAIN ADDITIONAL INFORMATION
Page 6 - ALLIANCE MMA INC.
Page 7 - N/A
Page 8 - AMMA s board of directors unanimously recommends that AMMA shareholders vote FOR approval of the Pro
Page 9 - PROXY STATEMENT
Page 10 - Stockholder Proposals
Page 11 - TABLE OF CONTENTS
Page 12 - QUESTIONS AND ANSWERS ABOUT THE PROPOSALS FOR AMMA SHAREHOLDERS
Page 13 - Q:
Page 14 - Q:
Page 15 - Q:
Page 16 - Q:
Page 17 - N/A
Page 18 - N/A
Page 19 - PROPOSAL SIX APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Page 20 - N/A
Page 21 - SUMMARY OF THE PROXY STATEMENT
Page 22 - Terms of the Transaction
Page 23 - Preferred Stock Unit Financing
Page 24 - Recommendations of the AMMA Board of Directors and Reasons for the Share Exchange
Page 25 - AMMA s Board s Reasons for the Approval of the Share Exchange
Page 26 - Material U.S. Federal Income Tax Consequences to holders of AMMA Common Stock in connection with the
Page 27 - PRO FORMA INFORMATION
Page 28 - UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION
Page 29 - N/A
Page 30 - Pro Forma Condensed Combined Balance Sheet
Page 31 - N/A
Page 32 - SCWorx Inc.
Page 33 - SCWorx Inc.
Page 34 - Pro Forma Condensed Combined Income Statement
Page 35 - NOTES TO UNAUDITED PRO FORMA
Page 36 - AMMA S BUSINESS
Page 37 - Facilities
Page 38 - PRICE RANGE OF SECURITIES AND DIVIDENDS
Page 39 - N/A
Page 40 - Alliance MMA, Inc.
Page 41 - Alliance MMA, Inc.
Page 42 - Alliance MMA, Inc.
Page 43 - Alliance MMA, Inc.
Page 44 - Alliance MMA, Inc.
Page 45 - Alliance MMA, Inc.
Page 46 - Alliance MMA, Inc.
Page 47 - Alliance MMA, Inc.
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Page 53 - Alliance MMA, Inc.
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Page 61 - Alliance MMA, Inc.
Page 62 - Alliance MMA, Inc.
Page 63 - Alliance MMA, Inc.
Page 64 - Alliance MMA, Inc.
Page 65 - Alliance MMA, Inc.
Page 66 - Alliance MMA, Inc.
Page 67 - Alliance MMA, Inc.
Page 68 - Alliance MMA, Inc.
Page 69 - Alliance MMA, Inc.
Page 70 - Alliance MMA, Inc.
Page 71 - REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Page 72 - Alliance MMA, Inc.
Page 73 - Alliance MMA, Inc.
Page 74 - Alliance MMA, Inc.
Page 75 - Alliance MMA, Inc.
Page 76 - Alliance MMA, Inc.
Page 77 - Alliance MMA, Inc.
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Page 95 - Alliance MMA, Inc.
Page 96 - Alliance MMA, Inc.
Page 97 - Alliance MMA, Inc.
Page 98 - Alliance MMA, Inc.
Page 99 - Alliance MMA, Inc.
Page 100 - Alliance MMA, Inc.
Page 101 - Alliance MMA, Inc.
Page 102 - Alliance MMA, Inc.
Page 103 - Alliance MMA, Inc.
Page 104 - Alliance MMA, Inc.
Page 105 - Alliance MMA, Inc.
Page 106 - Alliance MMA, Inc.
Page 107 - MANAGEMENT S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION
Page 108 - Convertible Note and Preferred Stock Unit Financing
Page 109 - Results of Operations Alliance MMA 9 months ended September 30, 2018
Page 110 - AMMA Liquidity and Capital Resources
Page 111 - N/A
Page 112 - Operating Activities
Page 113 - Promotion Revenue (Discontinued Operations)
Page 114 - Purchased Identified Intangible Assets
Page 115 - Income Taxes
Page 116 - Quantitative and Qualitative Disclosures About Market Risk
Page 117 - SCWORX BUSINESS
Page 118 - N/A
Page 119 - Clients and Strategic Partners
Page 120 - Contracts, License and Service Fees
Page 121 - Competition
Page 122 - MANAGEMENT S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION
Page 123 - Revenues
Page 124 - Data Normalization
Page 125 - Expenses
Page 126 - Off-Balance Sheet Arrangements
Page 127 - Multiple Deliverable Arrangements
Page 128 - Changes in and disagreements with Accountants on Accounting and Financial Disclosure
Page 129 - SCWorx CORP.
Page 130 - SCWorx CORP.
Page 131 - sCworx CORP.
Page 132 - sCworx CORP.
Page 133 - sCworx CORP.
Page 134 - sCworx CORP.
Page 135 - sCworx CORP.
Page 136 - sCworx CORP.
Page 137 - sCworx CORP.
Page 138 - sCworx CORP.
Page 139 - sCworx CORP.
Page 140 - sCworx CORP.
Page 141 - sCworx CORP.
Page 142 - SCWorx, LLC
Page 143 - SCWorx, LLC
Page 144 - SCworx, LLC
Page 145 - sCworx, LLC
Page 146 - sCworx, LLC
Page 147 - sCworx, LLC
Page 148 - sCworx, LLC
Page 149 - sCworx, LLC
Page 150 - sCworx, LLC
Page 151 - sCworx, LLC
Page 152 - sCworx, LLC
Page 153 - sCworx, LLC
Page 154 - sCworx, LLC
Page 155 - CAUTIONARY NOTE REGARDING FORWARD-LOOKING STATEMENTS
Page 156 - SPECIAL MEETING OF AMMA SHAREHOLDERS
Page 157 - Date, Time and Place
Page 158 - Recommendation of AMMA s Board of Directors
Page 159 - Voting Your Shares
Page 160 - Proxies and Proxy Solicitation Costs
Page 161 - PROPOSAL 1 THE SHARE EXCHANGE PROPOSAL
Page 162 - Employment Agreements
Page 163 - Execution of its growth plan:
Page 164 - Interests of Certain Directors, Officers and Affiliated Persons in the Share Exchange and other Prop
Page 165 - PROPOSAL 2 THE FINANCING PROPOSAL
Page 166 - Summary of the Preferred Stock Terms:
Page 167 - PROPOSAL 3 THE STOCK SPLIT PROPOSAL
Page 168 - Nasdaq Requirements for Listing on the Nasdaq Capital Market
Page 169 - N/A
Page 170 - Procedure for Effecting Reverse Stock Split and Exchange of Stock Certificates
Page 171 - Required Vote
Page 172 - PROPOSAL 4 APPROVAL OF THE SECOND AMENDED AND RESTATED
Page 173 - N/A
Page 174 - N/A
Page 175 - New Plan Benefits
Page 176 - PROPOSAL 5 ELECTION OF DIRECTORS
Page 177 - Burt A. Watson
Page 178 - PROPOSAL 6 APPOINTMENT OF INDEPENDENT REGISTERED
Page 179 - THE BOARD UNANIMOUSLY RECOMMENDS A VOTE FOR THE APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE
Page 180 - THE BOARD UNANIMOUSLY RECOMMENDS A VOTE TO HOLD AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EX
Page 181 - SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND
Page 182 - SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND
Page 183 - DIRECTORS, EXECUTIVE OFFICERS, EXECUTIVE COMPENSATION AND
Page 184 - Financial Experts on Audit Committee
Page 185 - Executive Compensation
Page 186 - Elements of Executive Officer Compensation
Page 187 - Performance Based Bonus
Page 188 - COMPENSATION COMMITTEE REPORT
Page 189 - John Price.
Page 190 - Director Independence
Page 191 - Employment Agreements
Page 192 - CERTAIN TRANSACTIONS
Page 193 - DESCRIPTION OF AMMA S SECURITIES
Page 194 - N/A
Page 195 - EXPERTS
Page 196 - FUTURE SHAREHOLDER PROPOSALS
Page 197 - Annex A
Page 198 - Code
Page 199 - Fair Market Value
Page 200 - Period of Restriction
Page 201 - Share Reserve
Page 202 - Effect of Administrator s Decision
Page 203 - Exercise of Option
Page 204 - Death of Participant
Page 205 - Restricted Stock Units
Page 206 - Performance Units and Performance Shares
Page 207 - Adjustments; Dissolution or Liquidation; Change in Control
Page 208 - Outside Director Awards
Page 209 - Term of Plan
Page 210 - ALLIANCE MMA, INC.
Page 211 - ALLIANCE MMA, INC.
Page 212 - Section 409A
Page 213 - Tax Withholding
Page 214 - Grant is Not Transferable
Page 215 - No Advice Regarding Grant
Page 216 - awards. Therefore, Participant understands that refusing or withdrawing his or her consent may affec
Page 217 - Modifications to the Agreement
Page 218 - ALLIANCE MMA, INC.
Page 219 - ALLIANCE MMA, INC.
Page 220 - N/A
Page 221 - ALLIANCE MMA, INC.
Page 222 - Tax Obligations
Page 223 - Notice of Disqualifying Disposition of ISO Shares
Page 224 - e.g.
Page 225 - No Advice Regarding Grant
Page 226 - Successors and Assigns
Page 227 - Country Addendum
Page 228 - ALLIANCE MMA, INC.
Page 229 - EXHIBIT A
Page 230 - Annex B
Page 231 - N/A